Permission to grant as a commercial fee-financial investment adviser Unfortunately this specification of service has not yet been completely translated.

Permission shall be granted by the competent authority.

To obtain permission to act as a fee financial investment advisor, you must submit the following documents:

• Certificate of leadership for submission to an authority,
• Extract from the Business Central Register,
• if necessary, certification in tax matters of the tax office,
• if necessary, a certificate of safety from the municipal tax office,
• extract from the debtor register of the Central Enforcement Court,
• if necessary, information from the insolvency court on the absence of insolvency and the rejection of the opening of proceedings in the absence of mass,
• Proof of professional insinuating insurance,
• proof of the required expertise and
• in the case of legal entities and commercial companies: the commercial register extract

Related Links

• Section 34h Trade Code (GewO)
• Section 34f Trade Code (GewO)