Permission to grant as a commercial fee-financial investment adviser Unfortunately this specification of service has not yet been completely translated.

Permission shall be granted by the competent authority.

To obtain permission to act as a fee financial investment advisor, you must submit the following documents:

  • Certificate of leadership for submission to an authority,
  • Extract from the Business Central Register,
  • if necessary, certification in tax matters of the tax office,
  • if necessary, a certificate of safety from the municipal tax office,
  • extract from the debtor register of the Central Enforcement Court,
  • if necessary, information from the insolvency court on the absence of insolvency and the rejection of the opening of proceedings in the absence of mass,
  • Proof of professional insinuating insurance,
  • proof of the required expertise and
  • in the case of legal entities and commercial companies: the commercial register extract

Related Links

  • Section 34h Trade Code (GewO)
  • Section 34f Trade Code (GewO)

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Last update or date of publication
06.02.2020