Granting of permission as a commercial fee-based financial investment advisor

For the audit to obtain permission to act as a fee-based financial investment advisor, you must submit the following documents:

• Certificate of good conduct for submission to an authority,
• Extract from the Central Trade Register,
• if applicable, certificate in tax matters of the tax office,
• if applicable, clearance certificate from the municipal tax office,
• Extract from the debtor register of the central enforcement court,
• if applicable, information from the insolvency court on the freedom from insolvency and on the rejection of the opening of proceedings for lack of assets,
• proof of professional indemnity insurance,
• proof of the required expertise and
• for legal entities and commercial partnerships: the extract from the commercial register