Apply for a certificate for the distribution of certain funds Unfortunately this specification of service has not yet been completely translated.

As an undertaking for collective investment in transferable securities (UCITS) or alternative investment fund (AIF) capital management company, you can apply for a distribution certificate from the Federal Financial Supervisory Authority (BaFin).

BaFin can issue a certificate to you as a domestic capital management company or EU management company on application. This confirms that you comply with the provisions of the relevant directives in relation to a

  • domestic UCITS or
  • domestic AIF.

You do not need to submit any additional documentation.

Forms: none

Online procedure possible: yes

Written form required: no

Personal appearance required: no

Preconditions

They manage domestic UCITS or domestic AIFs.

Related Links

  • § 312 Absatz 6 Kapitalanlagegesetzbuch (KAGB)
  • § 335 Kapitalanlagegesetzbuch (KAGB)

Related Links

  • Informationen zur Aufsicht der BaFin über Kapitalverwaltungsgesellschaften und Investmentfonds auf der Internetseite der BaFin
  • Formulate an informal application
  • Send it to BaFin by post, e-mail or fax.
  • You will receive the sales certificate after examination.

Responsible for the content
Federal Ministry of Finance

Last update or date of publication
23.07.2021