• Proof of nationality (e.g. identity card or passport)
• Proof of legal establishment for the exercise of financial investment brokerage activities in a member state of the EU or a signatory state to the Agreement on the European Economic Area
• Proof that the exercise of these activities is not prohibited, not even temporarily
• Proof that there is no criminal record
• Documents from the country of establishment that prove your personal reliability to carry out the financial investment brokerage business,
• Proof of your professional qualification if the activity of financial investment brokerage is also subject to the possession of certain professional qualifications in the country of establishment,
• otherwise, proof that you have practiced financial investment brokerage in the country of establishment for at least two years in the previous ten years,
• proof of insurance cover or another type of individual or collective protection with regard to professional liability.

If you are a trader from an EU member state or an EEA member state, you can use documents from your country of origin to prove that you meet the requirements for the reliability and orderly financial circumstances of a trader.