As a financial investment broker, you are limited to certain financial products by the so-called area exemption of the Banking Act. The permit covers (optionally) three product categories:
- Shares or shares in domestic open
- Investment funds, open-ended EU investment funds or foreign open-ended investment funds that may be marketed in accordance with the Capital Investment Code
- Units or shares in domestic closed-end investment funds, closed-end EU investment funds or foreign closed-end investment funds that may be sold under the Capital Investment Code
Your permission can be restricted in terms of content and linked to ancillary provisions if this is necessary from the point of view of the authority for the protection of the general public or the client.
Subsequent inclusion, modification and addition of conditions are also permitted under the same conditions.